This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Christopher Haddad | 2018 | Bachelor of Commerce - Macquarie University ~ Diploma Financial Planning FNS50615 - Monarch Institute |
| Johnny Man Loong NG | 2016 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma Financial Services (Financial Planning) - Kaplan ~ Master of Commerce (Marketing) - The University of New South Wales ~ Self Managed Superannuation Funds - Kaplan Professional |
| Matthew Davey | 2002 | Advanced Diploma of Financial Services (Financial Planning)(FNS60404) - Tribeca ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Diploma of Financial Services (Financial Planning)(FNS50804) - Tribeca ~ Master of Financial Planning - Kaplan |
| Patrick Campbell Howard | 2018 | ASIC RG146 Tier 1 Insurance Broking Compliance - Australian and New Zealand Institute of Insurance and Finance ~ Diploma of Financial Planning - Kaplan Professional |