This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
securities;
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
securities; and
underwriting:
an issue of securities; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.
| Name | First provided advice | Qualification and trainings |
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