This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
a person s existing holding in a superannuation product but only to the extent required for:
making a recommendation that the person establish a self-managed superannuation fund; and
providing advice to the person on contributions or pensions under a superannuation product;
provide class of financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
life products limited to:
life risk insurance products;
simple managed investment schemes;
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund; and
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Michael Andrew Bowman | 2016 | Bachelor of Business & Commerce - University of Western Sydney ~ Diploma of Financial Planning - Integrity Education Group ~ Statement of Attainment Margin Lending - Integrity Education Group ~ Statement of Attainment SMSF - Integrity Education Group |
| Sally Ann Rorke | 2016 | Batchelor of Economics - Macquarie University ~ Certificate of Public Practice - CAANZ ~ Diploma of Financial Services - Terra Cordis Pty Ltd ~ Graduate Diploma - Institute of Chartered Accountants ~ Specialist Member - SMSF Association |
| Sunil Chawla | 2018 | Bachelor of Commerce (Hons) - Calcutta University, India ~ CA - Institute of Chartered Accountants of India ~ CPA - CPA Australia ~ Family SMSF Advisor RG146 Course - Terra Cordis |