Aia Financial Services Pty Limited

AFS License Number
231109
Name
Aia Financial Services Pty Limited
ABN/ACN/ARBN
68008540252
Licensee issued
Aug. 11, 2003
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
from 1 July 2022, securities in a CCIV;
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
general insurance products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation;
from 1 July 2022, securities in a CCIV;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Ahmed El-masri 2016 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business And Commerce (Accounting) - University of Western Sydney ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Ali Mostaghimi 2005 Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Master of Commerce (Financial Planning) - University of Western Sydney ~ Self Managed Superannuation Funds - Kaplan
 Amanda Jane Jones 1999 Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Ameet Kalro 2014 Advanced Diploma of Financial Planning FNS60415 - Mentor Education ~ Diploma of Financial Planning FNS50611 - Mentor Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Professional Accounting (International Business) - University of Tasmania
 Andrew Charles Oakley 2015 Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Superannuation & Retirement Advice - Kaplan Professional ~ University of Western Australia - Bachelor of Economics
 Arundeepan Ganesan 2017 Bachelor of Business (Accounting) - Victoria University ~ Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Planning - Monarch Institute ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Ashley Smith 2016 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - University of Melbourne ~ Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Economic & Legal Context for Financial Planning - Kaplan professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Securities and Managed Investments - Kaplan Professional
 Benjamin James Palmer Northwood 2008 Bachelor of Business - Swinburne University of Technology ~ Diploma of Financial Services - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Branislav Vlacic 2018 Bachelor of Commerce (Economics) - University of Wollongong ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Brett Maxwell Hartshorn 2006 Accredited Listed Product Adviser Program (ALPA) - Kaplan Professional ~ Bachelor of Arts - University of Sydney ~ Bachelor of Commerce - University of Sydney ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan (formerly FINSIA)
 Chelsea Campbell 2003 Bachelor of Commerce (Economics and Finance) - University of Western Sydney ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma in Applied Finance and Investment - Securities Institute (Kaplan Professional) ~ Graduate Diploma of Financial Planning - Securities Institute (Kaplan Professional)
 Christina Pascal 2000 Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Services - Commonwealth Bank ~ Economic & Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Superannuation and Retirement Advice - Kaplan Professional
 Christopher Burke 2014 Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Planning - Mentor Education / RG146 ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Christopher James Brisbane 2012 Bachelor of Business - La Trobe University ~ Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Services - Kaplan Professional ~ Economic & Legal Context for Financial Planning - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional
 Christopher Lehoczky 2014 Bachelor of Commerce(Finance & Economics) - Curtin University ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Curtin University
 Daniel Joseph Grisaffi 2004 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Banking & Finance) - Queensland University of Technology ~ Bachelor of Information Technology - Queensland University of Technology ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Tier1: (928) Margin Lending - Kaplan Professional
 David Richardson 2002 Advanced Diploma of Financial Planning - Kaplan Professional ~ Client Engagement Skills - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Elias Agripanidis 2011 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Gayle Dawn Wilson 1996 Diploma of Financial Planning - Financial Planning Association of Australia ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Tax for Financial Advising - Kaplan Professional
 Henriette Falkenberg 2016 Bachelor of Business and Commerce (Hospitality Management) - University of Western Sydney ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance - University of Western Sydney ~ Masters of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Jillian Louise Green 2011 Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Jingjing (catherine) YE 2015 Advanced Diploma of Financial Planning - Inegrity Education Group ~ Bachelor of Commerce (Accounting) - University of Sydney ~ Diplioma of Financial Planning - Integrity Education Group
 Jodi Renae Mcpherson 2009 Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Khalil (charlie) Daher 2018 Bachelor of Commerce (Accountancy & Financial Planning) - University of Wollongong ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Kim Schap 2008 Bachelor of Commerce (Finance & Electronic Commerce) - Curtin University of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 Laura Jillian Baker 2014 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Financial Planning, Accounting & Finance) - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Mark Malhi 2013 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Marketing) - Griffith University ~ Bachelor of Commerce (Finance) - Griffith University ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan
 Mark Osborne 2008 Client Engagement Skills - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate in Applied Finance - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Matthew Todd Mcgilvray 2012 Bachelor of Commerce (Accounting and Financial Planning) - University of Wollongong ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Mengyao Liu 2017 Bachelor of Commerce (Accounting and Accounting Technologies) - Curtin University of Technology ~ DFP: Self Managed Superannuation Funds - AAMC Training Group ~ Diploma of Financial Planning - AAMC Training Group ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Commerce - University of Western Australia
 Paul Peng Yang 2018 CERTIFIED FINANCIAL PLANNER - Financial Planning Association of Australia (FPA) ~ Commercial Law - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Master of Finance - Curtin University ~ Master of Financial Planning - Curtin University
 Peter-rhys Leikas 2017 Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Kaplan Professional
 Ravinder Taneja 2016 Advanced Diploma of Financial Planning - Monarch Institute ~ Client Engagement Skills - Kaplan Professional ~ Economic & Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Postgraduate Diploma in Business Administration (MBA - Finance) - Jaipuria Institute of Management, Lucknow
 Rebecca Lloyd 2012 Bachelor of Applied Science - University of Western Sydney ~ Bachelor of Commerce - University of Western Sydney ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance (Financial Planning) - Kaplan Professional
 Reena Arora 2001 Advanced Diploma of Financial Services (Financial Planning) FNS60404 - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) FNB50802 FNB50199 - Commonwealth Bank
 Sadiel Sheikh 2017 Advanced Diploma of Financial Planning - Integrity Education Group ~ CERTIFIED FINANCIAL PLANNER (CFP) - FPA Australia ~ Diploma of Financial Planning - Integrity Education Group ~ Ethics for Financial Services (Intensive) - Deakin University ~ Master of Financial Planning - Griffith University
 Samuel Kelly 2013 Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of International Relations - Griffith University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Fellow Chartered Financial Planner (FChFP) - Association of Financial Advisers (AFA) ~ Self-Managed Superannuation Funds - Kaplan Professional
 Sulekha Kumar 2016 Bachelor of Commerce - Majoring in Finance, Financial Planning and Commercial Law - Deakin University
 Thomas Michael Preski 2014 Advanced Diploma of Financial Planning - Mentor Education / RG146 ~ Bachelor of Commerce - Monash University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Umesh Panta 2006 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Information Systems (BIS) - Australian Catholic University ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Wei Pan 2015 Advanced Diploma of Financial Planning - Mentor Education ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Accounting - University of Western Sydney ~ Master of Commerce - Macquarie University ~ Master of Professional Accounting - University of Western Sydney
 Weifeng Dong 2018 Certified Financial Planner - FPA ~ Degree of Bachelor of Economics (Finance) - Zhongnan University of Economics and Law (China) ~ Degree of Master of Business Administration - Wuhan University ~ Masters in Wealth Management - Deakin University ~ Self Managed Superannuation Funds - Mentor Education
 Zhiyu Steven Wang 2010 Bachelor of Commerce (Finance and International Business) - University of New South Wales ~ Bachelor of Economics - University of New South Wales ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Dip of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional