Download this database for offline use

Aia Financial Services Limited

AFS License Number
231109
Name
Aia Financial Services Limited
ABN/ACN/ARBN
68008540252
Licensee issued
Aug. 11, 2003
Address
Melbourne, 3004, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
general insurance products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Amanda Jane Jones1999Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Ashley Smith2016Bachelor of Commerce - University of Melbourne ~ Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Securities and Managed Investments - Kaplan Professional ~ Securities and Managed Investments - Kaplan Professional
 Branislav Vlacic2018Bachelor of Commerce (Economics) - University of Wollongong ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Brett Maxwell Hartshorn2006Accredited Listed Product Adviser Program (ALPA) - Kaplan Professional ~ Bachelor of Arts - University of Sydney ~ Bachelor of Commerce - University of Sydney ~ Graduate Diploma of Financial Planning - Kaplan (formerly FINSIA)
 Daniel Joseph Grisaffi2004Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Banking & Finance) - Queensland University of Technology ~ Bachelor of Information Technology - Queensland University of Technology ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Tier1: (928) Margin Lending - Kaplan Professional
 David Chun Chieh Huynh2011Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - Monash University ~ Bachelor of Economics - Monash University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Desmond Cephas Kao Yong Ham2013Bachelor of Justice - Queensland University of Technology ~ Diploma in Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Emerson David Scott2008Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Mentor/RG146 Education ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Financial Planning - University of the Free State, South Africa (Australian assessed) ~ Margin Lending & Geared Investments - Kaplan Professional
 Eugene (kang) Wong2011Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business - University of Technology Sydney (UTS) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Gayle Dawn Wilson1996Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Jillian Louise Green2011Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Josephine Vann2018Bachelor of Commerce (Accounting & Finance) - Murdoch University ~ Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Planning - Monarch Institute ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Mark John Smith1999Diploma of Financial Planning - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Matthew Todd Mcgilvray2012Bachelor of Commerce (Accounting and Financial Planning) - University of Wollongong ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Mengyao Liu2017Bachelor of Commerce (Accounting and Accounting Technologies) - Curtin University of Technology ~ DFP: Self Managed Superannuation Funds - AAMC Training Group ~ Diploma of Financial Planning - AAMC Training Group ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Commerce - University of Western Australia
 Mingyi Zhong2014Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - University of Newcastle ~ Diploma of Financial Planning - Kaplan Professional ~ Master of Commerce (Quantitative Finance) - University of Sydney ~ Self Managed Superannuation Funds - Kaplan Professional
 Nicholas Georgopoulos2016Bachelor of Commerce (Economics and Financial Planning) - Griffith University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Paul Peng Yang2018Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Curtin University of Technology
 Qian Wang2014Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Applied Economics (International) - University of Adelaide
 Rashmi Shankar2002Bachelor of Commerce - Bangalore University ~ Diploma of Financial Services - Kaplan Professional
 Ravinder Taneja2016Diploma of financial planning - Monarch Institute ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master Degree in Business Adminstration - Jaipuria Institute of Management, Lucknow
 Rebecca Lloyd2012Bachelor of Applied Science - University of Western Sydney ~ Bachelor of Commerce - University of Western Sydney ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance (Financial Planning) - Kaplan Professional
 Robert Jeselnik2010Bachelor of Business (Financial Planning) - RMIT
 Rohit Banwarilal Maheshawari2007Advanced Diploma of Financial Services (Financial Planning) - Mentor Education ~ Bachelor of Commerce - Dr. B.R Ambedkar University ~ CFP Certification Program - Financial Planning Association Of Australia ~ Diploma of Financial Services (Financial Plannning) - Mentor Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Roshan Gill2018Bachelor of Business (Accounting) - Monash University ~ Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Planning - Mentor Education ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Roslyn May Spalding2008Advanced Diploma of Financial Services (Financial Planning) - Kaplan (formerly Tribeca) ~ Bachelor of Commerce - Griffith University
 Sadiel Sheikh2017Advanced Diploma of Financial Planning - Integrity Education Group ~ Diploma of Financial Planning - Integrity Education Group ~ Diploma of Financial Services - Integrity Education Group ~ Ethics for Financial Services (Intensive) - Deakin University ~ Master of Financial Planning - Griffith University
 Samuel Kelly2013Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of International Relations - Griffith University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending - Monarch Institute ~ Self-Managed Superannuation Funds - Kaplan Professional
 Tristan Knowles2015Bachelor of Commerce (Financial Planning) - University of Wollongong
 Victoria Isobel Geneva Short2015Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Economic & Legal Context for Financial Planning - Kaplan Professional
 YI KI Pinky Lam2009Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce (Accounting & Finance) - University of Sydney ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional