This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Peter Campbell | 2018 | Diploma of Financial Planning - Kaplan ~ Master of Business Administration (Executive) - Australian Graduate School of Management |
| David Robert Robertson | 2015 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Services - TAFE QLD ~ Master of Financial Planning - Kaplan |
| Jane Caroline Campbell | 2004 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Bachelor of Commerce - Melbourne University ~ Bachelor of Laws - Melbourne University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Self-Managed Super Funds - Kaplan |
| Joseph John Felizzi | 1997 | Bachelor of Arts in Banking and Finance - Canberra University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia |
| Samson Rutton | 2012 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Marketing) - University of New South Wales ~ Certified Financial Planner - FPA ~ Master of Commerce (Finance) - University of New South Wales ~ Self Managed Super Fund Specialist Adviser - Self Managed Super Fund Association |