Advocate Strategic Investments Pty ltd

AFS License Number
224560
Name
Advocate Strategic Investments Pty ltd
ABN/ACN/ARBN
77101691598
Licensee issued
Dec. 23, 2002
Address
Woodend, 3442, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice to wholesale clients only, for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
deal in a financial product in respect of wholesale clients only by:
issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients only in respect of the following classes of financial products:
derivatives;
foreign exchange contracts;
interests in managed investment schemes - own scheme only; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
underwriting in relation to wholesale clients only:
interests in managed investment schemes; and
an issue of securities; and
provide the following custodial or depository services in respect of own managed investment schemes only:
operate custodial or depository services other than investor directed portfolio services.
(d) deal in a financial product by:
(i) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
securities
to retail clients only.

Location

Advisers

NameFirst provided adviceQualification and trainings