This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony John Walker | 1996 | Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Economics - The University of Queensland ~ Diploma of Financial Planning - FPA ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Bilal Khalid | 2021 | Bachelor of Accounting - Latrobe University ~ Graduate Diploma Financial Planning - Kaplan |
| Carlos Armando Ortega Suarez | 0 | Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Accounting - Kaplan Business School |
| Diane Dai Jing Cui | 2012 | Accredited Listed Product Adviser Program - Kaplan ~ Aged Care Professional Program - Aged Care Steps ~ Diploma of Financial Services (Financial Planning) - Investment Banking Institute (IBI) |
| Greg Layton | 1990 | Advanced Strategies for Self-Managed Superannuation - GWM Adviser Services ~ RG146 compliant in Financial Planning, Investment Planning, Retirement Planning, Life Insurance - FPA ~ SMSF Specialist Advisor Accreditation - SPAA - SMSF Association |
| Ryan Gillespie | 2011 | Diploma Mortgage Broking Management - Intellitrain ~ Diploma of Financial Planning - Tribeca |
| Tony Peter Boniello | 1995 | Certified Financial Planner - FPA ~ Diploma of Finacial Planning - Deakin University ~ Kaplan SMSF Course - Kaplan ~ Kaplan Securities Course and ALPA - Kaplan ~ margin Lending & Geared Investment - Kaplan |