Advice Assist Australia Pty ltd

AFS License Number
496692
Name
Advice Assist Australia Pty ltd
ABN/ACN/ARBN
50616870092
Licensee issued
Oct. 23, 2019
Address
South Melbourne, 3205, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Ali Roshan 2010 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Science in Business Administration (Finance) - California State University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Annette Ryan 1997 ASX Listed Products Accreditation Course - LPAC Online ~ Bachelor of Commerce - Deakin University ~ Diploma of Financial Planning - Financial Planning Association ~ Margin Lending Accreditation Program - Financial Essentials ~ SMSF Strategies - Self Managed Super Fund Association
 Bradley Alan Hunt 2004 Bachelor Commerce/Arts - University of Melbourne ~ Certificate IV in Finance and Mortgage Broking - KAPLAN ~ Certified Financial Planner (CFP) - Financial Planning Association ~ Chartered Accountant - ICAA ~ Graduate Diploma Financial Planning - FINSIA
 Jared Ferris Alford 2018 Bachelor of Business - Griffith University ~ CPA Australia - CPA Australia ~ SMSF Personal Advice - International Institute of Technology
 Jennifer Preston 2017 SMSF Personal Advice - Pinnacle
 John Patrick Clarke 1997 Bachelor of Business - Accounting - The University of Southern Queensland ~ Insurance (DFS 2) - Mentor Education ~ Managed Investments - CPA Australia ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation - CPA Australia
 Rebecca Dorothy Hinsley 2018 Diploma of Financial Planning - CPA ~ Provide Advice in SMSF - The University of Adelaide ~ Provide Advice in Superannaution - CPA
 Roberto Marra 2014 Diploma of Financial Planning FNS50804 - Tribeca Learning(Aust) Pty Ltd
 Seamus Fennelly 2009 Advanced Diploma of Financial Planning - International Institute of Technology (IIT) ~ Advanced Diploma of Financial Planning - International Institute of Technology (IIT) ~ Certificate IV in Financial Services (Finance/ Mortgage broking) - Archer College ~ Certificate IV in Financial Services (Finance/ Mortgage broking) - Archer College ~ Diploma of Financial Planning - Sydney Institute of TAFE ~ Diploma of Financial Planning - Sydney Institute of TAFE ~ Diploma of Financial Services (Specialisation- Principles of Investment Planning, Risk Management, R - International Institute of Technology (IIT) ~ Diploma of Financial Services (Specialisation- Principles of Investment Planning, Risk Management, R - International Institute of Technology (IIT) ~ Masters of Business and Commerce (finance specialisation) - UWS ~ Masters of Business and Commerce (finance specialisation) - UWS
 Shaun Derek Porter 2016 Accountants Self Managed Superannuation Funds Package - Kaplan Professional ~ SACAE (now University of SA) - Bachelor of Business (Banking and Finance)