Adelaide Wealth Management Pty ltd

AFS License Number
495480
Name
Adelaide Wealth Management Pty ltd
ABN/ACN/ARBN
26608422046
Licensee issued
May 18, 2017
Address
Adelaide, 5000, SA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Ann Kinnane2015Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan
 Dave Stock2008Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Deposit Products and Non-Cash payments - Financial Education Professionals ~ Financial Planning Skills I - FINSIA ~ Financial and Investment Products - FINSIA ~ Managed Investments Accreditation - Financial Education Professionals
 Emma Johnson2016Diploma of Financial Planning - Kaplan
 Francesco Zappia2015Bachelor of Accounting - University of Adelaide ~ Bachelor of Accounting - University of Adelaide ~ Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan
 Georgie Deacon2001Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Markets - Securities Institute ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Self Managed Superannuation Funds - Kaplan
 Leon Chiera2001Bachelor of Business (property) - University of South Australia ~ Bachelor of Commerce - Flinders University of South Australia ~ Graduate Diploma in Applied Finance and Investment - Securities Institute
 Rocco Zappia2005Bachelor of Economics - University of Adelaide ~ Bachelor of Economics - University of Adelaide ~ Bachelor of Economics - University of Adelaide ~ Bachelor of Economics - University of Adelaide ~ Diploma of Financial Planning - FPA ~ Diploma of Financial Planning - FPA ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending and Gearing - Kaplan ~ Margin Lending and Gearing - Kaplan ~ Self Managed Superannuation Funds - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Sam Bridgwood2005Bachelor of Business (Banking and Finance) - University of Adelaide ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ Graduate Diploma in Financial Planning - Financial Planning Association of Australia