This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Alisa Surya | 0 | Bachelor of Economics - Accounting - University of Indonesia ~ Graduate Diploma of Financial Planning - Kaplan ~ Master of Applied Finance - The Univeristy of Melbourne |
Amir Hassani | 2016 | Diploma of Financial Planning - International Institute of Technology |
Aristotle Papapavlou | 2012 | Advanced Diploma of Financial Planning - Kaplan ~ Tier 1 Adviser Compliance Solution - Kaplan |
Bronson Wai Fung Yau | 2017 | Diploma of Financial Services (Financial Planning) - Kaplan ~ Margin Lending - Kaplan ~ Principles of Advanced Estate Planning - International Institute of Technology ~ Principles of Advanced Planning - International Institute of Technology |
Hakan Ozyon | 2014 | Bachelor of Business (Economics and Finance) - RMIT ~ Diploma of Financial Planning FNS40107 - RMIT University School of Economics and Finance ~ Master of Professional Accounting - RMIT ~ Masters of Professional Accounting - RMIT ~ Self Managed Super Funds - Integrity |
Hans Oliver Alwar | 2012 | Master of Financial Planning - Kaplan |
Hugh Jerome Heffernan | 2010 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma Financial Services (Financial Planning) FNS50804 - Mentor Education Group ~ Ethics & Professionalism in Financial Advice - Kaplan ~ Master of Financial Planning - Kaplan Australia ~ RG146 Margin Lending - MLC ThreeSixty |
Kaan Doluner | 2021 | Bachelor of Business (Financial Planning) - La Trobe University ~ SMSF Association Specialist Member Accreditation Program - SMSF Association |
Leon Cheah | 2008 | Bachelor of Commerce - University of Melbourne ~ Certified Financial Planner Program - Financial Planning Association of Australia ~ Ethics & Professionalism in Financial Advice - Kaplan ~ Margin Lending & Geared Investments - Kaplan Education Pty Ltd ~ Self-Managed Superannuation Funds - Kaplan Education Pty Ltd |
Miranda Leung | 1998 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor Science (Marketing) - Southwest Missouri State University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning FNS50611 - Monarch Institute ~ Ethics and Professionalism in Financial Advice - Kaplan Australia |
Muzzammil Maqsood Dhedhy | 2017 | Bachelor of Commerce (Business Law) - Curtin University of Technology ~ Certificate IV in Finance and Mortgage Broking - Integrity Education Group ~ Diploma of Financial Planning - RMIT University ~ Master of Applied Finance (Financial Planning) - Charles Sturt University |
Sam Tabit | 2000 | Graduate Diploma of Applied Finance and Investment - Securities Institute ~ Margin Lending - Integrity Education Group ~ Master of Financial Planning - RMIT University ~ Money Market Module - The Securities Institute of Australia ~ Self Managed Superannuation Funds - ASFA |
Weidong Zhang | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Holmesglen Institute ~ Degree of Master of Economics Major: World Economy - Sichuan University, China ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending & Geared Investments - Kaplan ~ Self Managaed Superannuation Funds - Kaplan |
Wesley Steer | 2018 | Bachelor of Accounting - Latrobe University ~ Bachelor of Finance - Latrobe University ~ Ethics and Professionalism in Financial Advice - Kaplan Education Pty Ltd |