This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Bradley Philip Cuss | 2010 | Bachelor of Business (Accounting) - Australian Catholic University ~ CPA - CPA Australia ~ Diploma of Financial Services (Financial Planning) - CPA Australia |
| Brian Hrnjak | 1996 | Bachelor of Business - Kuring-gai College of Advanced Education ~ Certified Practising Accountant - CPA Australia ~ Financial Planning Specialist - CPA Australia |
| Nicholas John Delaney | 2017 | Advanced taxation & Financial Risk Management - CPA Australia ~ Bachelor of Business - UTS Sydney ~ Diploma of Financial Planning - CPA Australia |
| Sarah Denise Phillips | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Superannuation Management - ASFA ~ Graduate Diploma of Financial Planing - Kaplan HIgher Education Pty Ltd |