This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Gilda Brisotto | 2016 | Bachelor of Business - University of Southern Queensland (USQ) ~ Diploma of Financial Planning - Integrity Education Group |
| Mark Anthony Cecil | 2005 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Mentor Education |
| Myfanwy Rigby | 2005 | Bachelor of Business - Griffith University ~ Diploma of Financial Services (Financial Planning) - Finsia ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan |
| Nicholas Matthew James Rundle | 2008 | ASX Accredited Derivatives Adviser Level Two - Kaplan ~ Bachelor of Commerce - The University of Adelaide ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - FINSIA |
| Peter Darcy Rowe | 2016 | Bachelor of Commerce (Accounting) - University of Southern Queensland ~ Diploma of Financial Planning - Integrity Education Group |
| Stanley Roswell Moffatt | 2001 | Bachelor of Commerce - Griffith University ~ Graduate Diploma of Applied Finance and Investment - Securities Institute ~ Postgraduate Diploma in Advanced Accounting - The University of Queensland ~ SMSF Specialisation Course - UNSW Australia |