This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Anthony Carl Carboon | 2014 | Diploma of Financial Planning - Financial Planning Association of Australia |
Christian Brian Stanger | 2007 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services - KAPLAN ~ Financial Adviser Exam - FASEA ~ Margin Lending - RG146 - Monarch |
Daniel Adams | 2023 | Bachelor of Commerce (Accounting and Financial Planning) - Griffith University |
Danis Hrle | 0 | Bachelor of Commerce - Griffith University ~ FASEA Exam - ASIC |
Diogo Lacerda Rodrigues | 2018 | Bachelors of Commerce - Griffith University ~ Diploma Financial Planning - Monarch |
Gabrielle Eynon | 2015 | ASIC - ASIC ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Pinnacle Financial Services Academy Pty Ltd ~ Masters of Financial Planning - Kaplan Professional |
Glenn Hedger | 2023 | Bachelor of Commerce - Griffith University ~ Diploma of Financial Planning - Monarch Institute |
Ian Potter | 2015 | Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Monarch Institute ~ Financial Adviser Exam - FASEA ~ Graduate Diploma Financial Planning - Kaplan |
Isabel Dallas | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Finance) - University of Western Australia ~ Diploma of Accounting - TAFE Tasmania ~ Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
Jason Wong | 2015 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Business (Information Management) - RMIT ~ FAESA Exam - ASIC ~ Graduate Diploma of Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
John Greg Pearson | 2007 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Financial Adviser Exam - FASEA ~ Margin Lending and Geared Investments - Kaplan |
Justin Chong | 2016 | Bachelor of Commerce (Economics & Finance) - Curtin University of Technology ~ Diploma of Financial Planning - Pinnacle ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Karen Sewell | 2007 | Bachelor of Commerce (Accounting) - University of Western Sydney ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - ThreeSixty ~ FASEA EXAM - ASIC ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Karunesh Arora | 2018 | Advanced Diploma of Financial Planning FNS60415 - Monarch Institute ~ Diploma of Financial Planning FNS50615 - Monarch Institute ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Master of Professional Accounting - Kaplan Business School |
Larissa Paige Coert | 2018 | Bachelor of Business - GRIFFITH UNIVERSITY ~ Diploma Of Financial Planning - International Institute of Training |
Lisa Ann Watzek | 1999 | Bachelor Of Commerce (Accounting) - University Of Queensland ~ Bachelor Of Commerce (Honours) - University Of Southern Queensland ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Financial Planning Association ~ SMSF Specialist Advisor - SMSF Association |
Mathew James Walters | 2015 | ADFP - International Institute Of Technology ~ Diploma in Financial Planning - International Institute of Technology ~ Master of Commerce - Deakin University |
Michael Andrew Jerard | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca & Kaplan Professional ~ Bachelor of Commerce - The University of Melbourne ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - FPA - Deakin University & Tribeca ~ SMSF Accreditation - Kaplan Professional |
Niyoosha Reinehr | 2016 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce/Finance - Swinburne University ~ Diploma of Financial Planning - International Institute of Technology ~ FASEA Exam - ASIC |
Samuel James Boon | 2023 | ASIC Financial Adviser Exam - ASIC ~ Bachelor Commerce (FP) - James Cook University ~ Graduate Diploma of Financial Planning - Deakin University |
Sharmila Kiran Phal | 2006 | Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association of Australia (FPA) ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Sharon Lea Trestrail | 2010 | Bachelor of Business (Banking & Finance) - Monash University ~ FASEA - ASIC ~ Graduate Diploma of Applied Finance (Financial Planning) - Kaplan Professional ~ Super Concepts ICFS Specialist SMSF Course - University of Adelaide |
Shreya Singh | 2017 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor Of Commerce - University of New England ~ Diploma of Financial PLanning - Pinnacle Financial Services Academy ~ Master of Human Resource Management and Industrial Relations - The University of Sydney |
Stephen Baird | 2008 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan Professional Education ~ FASEA Exam - FASEA |
Stephen Hoyes-cock | 2013 | Bachelor of Commerce (Management and Marketing) - Bond University ~ Diploma Financial Planning FNS50611 - Pinnacle Financial Services Academy ~ Graduate diploma of financial planning - Kaplan ~ RG146 928S RG146 Margin Lending - Kaplan Australia |
Steven Kale Cove | 2016 | Bachelor of Business - Swinburne University of Technology ~ Diploma of Financial Planning - Monarch Institute ~ Economic & Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Monarch Institute |
Stuart Peter Reeves | 2000 | Bachelor of Business (Accounting) - Monash University ~ Bachelor of Business (Banking & Finance) - Monash University ~ Diploma of Financial Planning - Financial Planning Association (FPA) |
Tiffany Cosh | 2008 | Graduate Certificate in Financial Planning - FINSIA |
Tomislav Jure Vukovic | 2018 | Diploma of Financial Planning - Monarch Institute |
Yadvinder Singh | 2018 | Bachelor of Commerce - Griffith University ~ DFP: Securities and Managed Investments - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional |