This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Antonino Matina | 2016 | Bachelor of Business - Victoria University ~ Certificate of Public Practice - Institute of Chartered Accountants ~ Chartered Accountants Program - Institute of Chartered Accountants ~ Diploma of Financial Planning - Kaplan |
| George Espandiar | 2016 | Bachelor of Business - Victoria University ~ Certificate of Public Practice - Institute of Chartered Accounatants ~ Chartered Accountants Program - Institute of Chartered Accountants ~ Diploma of Financial Planning - Kaplan |
| Giovanni Lazzarini | 2016 | Bachelor of Commerce - Monash University ~ Certificate of Public Practice - Institute of Chartered Accountants ~ Chartered Accountants Program - Institute of Chartered Accountants |
| Robert Negri | 2006 | Bachelor of Business BBus (Accounting) - RMIT ~ Bachelor of Economics BEc - La Trobe University ~ CFP Certification - FPA ~ Grad Diploma in Applied Finance and Investments - FINSIA ~ Grad Diploma of Financial Planning - FINSIA |