This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
derivatives;
foreign exchange contracts;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts;
interests in managed investment schemes limited to:
MDA services; and
securities; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
derivatives;
foreign exchange contracts;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Daniel Moss | 2007 | ASX Accredited Derivatives Adviser Level 1 (ADA1) - Kaplan ~ ASX Accredited Derivatives Adviser Level 2 (ADA2) - Kaplan ~ Margin Lending and Geared Investments Elective - Kaplan ~ RG146 Specialist Knowledge - Managed Investments - Financial Education Professionals ~ The Securities & Derivatives Industry Association (SDIA) Accreditation Program - RG146 - SDIA/Deakin University |
| Danilo Medojevic | 2009 | Bachelor of Applied Finance - Macquarie University ~ Certified Financial Planner - FAAA ~ Diploma of Financial Services (Financial Planning) - RG146 - Kaplan ~ Diploma of Financial Services (Mortgage Broking) - National Finance Institute ~ Self Managed Super Fund elective - Kaplan |
| Jack Kouzi | 2007 | ASX Accredited Derivatives Adviser Level 1 (ADA1) - Kaplan ~ RG146 Specialist Knowledge - Managed Investments - Financial Education Professionals ~ The Securities & Derivatives Industry Association (SDIA) Accreditation Program - RG146 - SDIA/Deakin University |
| Luke Alexander | 2018 | ASX Accredited Derivatives Adviser Level 1 (ADA1) - Kaplan Education ~ ASX Accredited Derivatives Adviser Level 2 (ADA2) - Kaplan Education ~ BBus (Applied Finance) - Western Sydney University ~ Cert IV Finance & Mortgage Broking - Entry Education ~ Financial Planning - Kaplan Professional |
| Martin Alexander Woods | 2008 | Accredited Derivatives Adviser Level 2 (ADA2) - Kaplan ~ Bachelor of Finance and Economics - University of Wollongong ~ RG146 - Generic and Specialist Knowledge in Managed Investment Schemes - Financial Education Professionals ~ Tier 2 Compliance Solution - RG146 Accreditation - Kaplan |
| Stefan Urosevic | 2007 | Accredited Derivatives Adviser Level 2 - ADA2 - Stockbrokers Association of Australia ~ Advanced Diploma of Financial Services (Financial Planning) - RG146 - Kaplan ~ Graduate Certificate of Financial Planning - Deakin University ~ Master of Business Administration - Deakin University ~ RG146 Specialist Knowledge - Managed Investments - Financial Education Professionals |