This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Benjamin Mark Walvisch | 2008 | Advanced Diploma of Financial Services - Kaplan ~ Bachelor of Commerce - Monash University ~ Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Financial Adviser Industry - FASEA |
| Elizabeth Eva Blackley | 2024 | Bachelor of Finance (Banking) - LaTrobe University ~ Graduate Diploma of Financial Planning - Kaplan |
| Kay Rose Aarons | 1988 | Australian Certificate of Investment Planning - Securities Institute ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Securities Institute ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Financial Adviser Exam - FASEA |
| Paul Carey Bates Jones | 2001 | Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Financial Adviser Industry - FASEA ~ Graduate Diploma of Financial Planning - Securities Institute ~ Master of Business Administration - Royal Melbourne Institute of Technology [RMIT] |
| Peter Alan Kenyon | 1994 | 10257793 - Kaplan ~ Diploma of Financial Planning [PS 146] - Tribeca ~ Financial Adviser Exam - FASEA |