This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
interests in managed investment schemes limited to:
own managed investment scheme only;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
own managed investment scheme only; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
interests in managed investment schemes limited to:
own managed investment scheme only; and
operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
schemes that are promoted to raise funds solely to finance primary production ventures as an active commercial enterprise limited to:
horse breeding;
horse racing;
to retail clients.
| Name | First provided advice | Qualification and trainings |
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