This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Andrew Stuart Colvin | 2018 | Bachelor of Commerce - University of Western Australia ~ Diploma of Financial Planning - Kaplan |
Ben Kirou | 2007 | Bachelor Of Commerce (Finance and Accounting) - University of Western Australia |
Conor Samuel Garry Ryman | 2018 | Bachelor of Commerce - Curtin University |
Dillon John Hellmrich | 2018 | Bachelor of Commerce - The University of Western Australia ~ Graduate Certificate in Finance - The University of Western Australia |
Matthew Gary Robertson | 2006 | Bachelor of Business (Financial Planning) - RMIT University ~ Certified Financial Planner - Financial Planning Association ~ Margin Lending and Geared Investments - Kaplan |
Rachelle Anne Misich | 2018 | Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology |
Troy Francis Culloton | 2023 | Bachelor of Commerce - University of Western Australia ~ Graduate Diploma of Financial Planning - Kaplan Professional |