This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Christopher Cabrol | 0 | 2022 - FPC001B Economic and Legal Context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - FPC006 Taxation for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Erica Williams | 2014 | 2013 - Bachelor of Commerce (Accounting and Finance) - - University of Queensland |
| Glen Andrew Boath | 1989 | 1996 - Bachelor of Business (Finance) - - Northern Territory University ~ 2000 - CFP - - FPA ~ 2000 - Diploma of Financial Planning - - Deakin University ~ 2011 - Margin Lending and Geared Investments - - Kaplan |
| Helen Joyce | 2008 | 2007 - Diploma of Financial Services (Financial Planning) - - Tribeca |
| Marco Giacomo Pandini | 2016 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Education Pty Ltd ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Education Pty Ltd ~ 2021 - Graduate Diploma in Stockbroking and Financial Advising - Graduate Diploma (AQF 8) - Western Sydney University |
| Matthew Harrington | 2007 | 2007 - Advanced Diploma of Financial Services (Financial Planning) - - ThreeSixty Education & Training |
| Michael Toohey | 2009 | 1993 - Bachelor of Business (Ag Commerce) - - University of New England ~ 2005 - Advanced Diploma - Financial Planning - - Financial Planning Association of Australia ~ 2015 - SMSF Specialist Advisor - - SMSF Association |
| Sigmone Bennion | 2013 | 2000 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2002 - CFP - Certified Financial Planner - - Financial Planning Association of Australia |