This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
David Ian Mcleod | 2008 | Diploma of Financial Services - ASFA ~ Graduate Diploma - ICAA ~ SMSF Specialist - UNSW |
Raymond Anthony Behn | 2004 | Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ FASEA - Kaplan ~ Self Managed Super Fund Education - Financial Essentials |
Vickie White | 2005 | Bachelor of Commerce - University of Western Sydney ~ FEASEA - Kaplan |