This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Bradley Monk | 1999 | Diploma of Financial Planning - Financial Planning Association of Australia ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Margin Lending - Pinnacle Financial Services Academy |
| Brenton Lee Gluch | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Craig Morgan Behrendorff | 2022 | Bachelor of Arts - University of Queensland ~ Bachelor of Commerce - University of Queensland ~ Master of Financial Planning - Griffith University |
| Gerard Lillis | 1999 | Bachelor of Business (Accounting) - Queensland University of Technology ~ Diploma of Financial Planning - Financial Planning Assocation of Australia |
| James Larwill | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Accountancy) - Queensland University of Technology ~ DFP: Securities and Managed Investments - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional |
| Phillip Brady | 1988 | Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ Graduate Diploma Applied Finance (Financial Planning) - Kaplan Professional ~ Master of Applied Finance - Kaplan Professional ~ RG146 Margin Lending - MLC ThreeSixty |
| Robert Creaton | 2017 | Bachelor of Commerce - Curtin University ~ Diploma of Financial Planning - Mentor |
| Timothy James Fanning | 2024 | Bachelor of Commerce - University of Southern Queensland ~ Bachelor of Commerce - University of Southern Queensland ~ Graduate Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Trent Lawrence Allen | 2008 | Bachelor of Business - Queensland University Technology (QUT) ~ Bachelor of Information Technology - Queensland University Technology (QUT) ~ Graduate Diploma of Financial Planning - Kaplan Professional (formerly FINSIA) ~ Master of Applied Finance - Kaplan Professional |