This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Gale | 2008 | Bachelor of Business (Applied Finance) - University of Western Sydney |
| Alexander Kenneth Kitchin | 2011 | Advanced Diploma of Financial Planning - Mentor ~ Bachelor of Business (Accountancy) - Queensland University of Technology ~ Bachelor of Economics - The University of Queensland ~ Diploma of Financial Services (Financial Planning) - Mentor ~ Self Managed Superannuation Funds - Mentor |
| Alexander William Mckenzie | 2002 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce - University of Western Sydney ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ MAA728 Financial Behaviour and Decision Making - Deakin University ~ MLC714 Financial Advice Regulation - Deakin University |
| Amanda Jane Doyle | 2007 | Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Services - Kaplan ~ Margin Lending & Geared Investments - Kaplan ~ Master of Finance - Curtin University of Technology ~ Self Managed Superannuation Funds - Kaplan |
| Andrew Henderson | 2003 | Advanced Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Bachelor of Business major Marketing &marketing extended major - Queensland University of Technology |
| Andrew James Britton | 0 | Graduate Diploma of Financial Planning - Kaplan professional |
| Andrew James O'neil | 1988 | Bachelor of Business (Accounting and Finance) - Edith Cowan University ~ Diploma of Financial Planning - Financial Planning Association ~ Graduate Diploma Applied Finance & Investment - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Andrew John Meads | 2010 | Accredited Listed Product Adviser Program - KAPLAN ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Financial Management and Marketing) - James Cook University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Andrew Mark Cunich | 2004 | Bachelor of Arts (Banking and Finance) - Canberra College of Advanced Education ~ Certified Financial Planner - Financial Planning Association of Australia Ltd ~ Diploma of Financial Planning - Deakin University ~ Introduction to SMSF - Kaplan Education ~ Margin Lending and Geared Investments - Kaplan Education |
| Andrew Mark Taveira | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional |
| Andrew Stuart Grey | 2001 | Diploma of Financial Advising - Securities Institute of Australia ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Annika Mary Coutts | 2018 | Bachelor of Accounting - University of South Australia ~ Diploma of Financial Planning - Kaplan Professional |
| Anthony David Ward | 2012 | Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Bachelor of Commerce (Finance) - University of Southern Queensland ~ Diploma of Business (Frontline Management) - Business Success Group Pty Ltd ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Arthur James Robinson | 2011 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia |
| Ashleigh Renee Dodt | 0 | Graduate Diploma of Financial Planning - Kaplan Professional |
| Ayesha Brine | 1995 | Entry Level Competencies - Tribeca ~ Investment Planning 1 - Financial Planning Association ~ Margin Lending and Geared Investments - Kaplan ~ Retirement Planning - Financial Planning Association ~ Risk Management - Tribeca |
| Barbara Libby Franklin | 2004 | Accredited Aged care Professional - Aged Care Steps ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Ben Anthony Jones | 2009 | Advanced Diploma of Financial Planning - Mentor Education ~ Certificate IV Finance & Mortgage Broking - Kaplan ~ Diploma of Financial Services - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Ben Oakley Neilson | 2012 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Master of Financial Planning - KAPLAN Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Benjamin John Watts | 2010 | FPC001B Economic & Legal Context for Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ FPC007B Client Engagement Skills - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Principles in Self Managed Superannuation Funds - International Institute of Technology |
| Benjamin Ray Williams | 1999 | Accredited Listed Product Adviser Program - Kaplan ~ Diploma of Financial Planning - Financial Planning Association ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Bill Sacmaroski | 2000 | Diploma of Financial Services (Financial Planning) - Kaplan ~ Gearing Accreditation - eAcademy ~ Margin Lending - eAcademy |
| Bradley Adam Inwood | 2014 | Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy Pty Ltd ~ Diploma of Financial Planning - Pinnacle Financial Services Academy Pty Ltd ~ Self Managed Superannuation Funds - Kaplan ~ Tax for Financial Advising - Kaplan |
| Bradley Gavin Moulden | 1996 | ASX Listed Products Accreditation Course - LPACOnline ~ Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy Pty Ltd ~ Diploma of Financial Services (Financial Planning) - AAMC Training Group ~ Margin Lending Knowledge and Skills - Kaplan Education Pty Ltd ~ Self Managed Superannuation Funds - Pinnacle Financial Services Academy Pty Ltd |
| Brendan James O'rourke | 1995 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ SMSF Specialist Advisor - Self Managed Super Fund Association |
| Brendan Robert King | 2005 | Diploma of Financial Planning - Financial Planning Association of Australia ~ Self Managed Superannuation Funds - Kaplan |
| Brendon Honeyford | 1999 | Bachelor of Business (Management & Marketing) - Monash University ~ Diploma of Financial Planning (DFP 1 - 4) - Financial Planning Association of Australia ~ Diploma of Financial Planning - International Institute of Technology ~ Self Managed Super Funds - Kaplan Professional |
| Brent Gibson | 2002 | Diploma of Financial Planning - FPA ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Super Funds (ANZ Workshop) - Kaplan |
| Brenton Marriott | 1986 | Bachelor of Economics - University of Adelaide ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Margin Lending & Geared Investments - Kaplan Professional |
| Brett Cooper | 2014 | Bachelor of Business (Financial Planning) - University of the Sunshine Coast (USC) ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Brett Frampton | 2004 | Bachelor of Business - Victoria University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) |
| Brock Munro | 2006 | Diploma of Financial Services (Financial Planning) - Tribeca ~ Self Managed Super Funds - Financial Essentials |
| Bryce William Mcgarrity | 2011 | Bachelor of Business (Accounting), Financial Planning Major - University of the Sunshine Coast ~ Margin Lending - Kaplan Education ~ Self Managed Superannuation Funds - Kaplan Education |
| Cassandra Norma Sewell | 2004 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending & Geared Investments - Kaplan |
| Catherine Ann Chalker | 2004 | ASX Listed Products Accreditation Course (LPAC) - LPAC Online ~ Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Business (Business Management and Human Resource Management) - Charles Sturt University ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Tribeca Learning (Aust) Pty Ltd |
| Christopher Leigh Speijers | 2004 | Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Commerce (Financial Planning) - Curtin University of Technology ~ Financial Planning Association of Australia - Certified Financial Planner Certification Program ~ Self Managed Superannuation Funds - Kaplan |
| Christopher Paul Smith | 2009 | Advanced Diploma of Financial Planning - AAMC Training Group ~ Diploma of Financial Services (Financial Planning) - AMP Financial Planning ~ Margin Lending Accreditation Program - Western Sydney University ~ Self Managed Super Funds - Integrity Education Group |
| Courtney Leah Pearch | 2008 | Advanced Diploma of Financial Planning - Mentor ~ Diploma of Financial Services (Financial Planning) - Mentor ~ Margin Lending Adviser (Personal Advice) - Mentor |
| Craig Carolan | 2007 | Advanced Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Bachelor of Economics - The University of New England ~ SMSF Specialist Advisor Program - SPAA |
| Daniel Pittard | 2009 | Diploma of Financial Services (Financial Planning) - Kaplan Education |
| Daniel Prokopczak | 2007 | Bachelor of Business (Banking and Finance) - Queensland University of Technology ~ Graduate Diploma of Applied Finance (Major in Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Master of Applied Finance - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Danielle Martin | 2004 | Accredited Aged Care Professional - Aged Care Steps (ACS) Pty Ltd ~ Diploma of Financial Planning - Deakin University/FPA ~ Master of Commerce (Financial Planning) - Western Sydney University |
| Darren Desmond Steinhardt | 1989 | Certificate IV in Financial Services (Finance and Mortgage Broking) - Kaplan ~ Certified Financial Planner Professional Education Program - Financial Planning Association ~ Graduate Certificate in Applied Finance - The University of Western Sydney ~ Margin Lending & Geared Investments - Kaplan ~ Master of Applied Finance - The University of Western Sydney |
| David Adam Jeffress | 0 | Graduate Diploma of Financial Planning - Kaplan Professional |
| David Hasib | 1992 | Advanced Diploma of Financial Planning - Integrity Education Group ~ Estate Planning & Professional Responsibilities - Macquarie University School of Law ~ Investment Planning 2 - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Taxation Fundamentals - Kaplan |
| David John Bentley | 2000 | ASX Listed Products Accreditation Course - LPAC Online ~ Certificate IV Finance/Mortgage Broking - Kaplan ~ Diploma of Financial Planning - Financial Planning Association ~ Margin Lending and Geared Investments - Kaplan ~ Self-Managed Superannuation Funds - Kaplan |
| David John Schuster | 1996 | Diploma of Financial Planning - Financial Planning Assocation of Australia ~ Self Managed Superannuation Funds - Cavendish & University of Adelaide |
| David Mckail Montgomery | 2008 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - PS146/Mentor Education ~ Diploma of Financial Services (Financial Planning) - PS146/Mentor Education ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| David Victor Winnett | 2002 | ASX Listed Products Accreditation Course - LPAC Online ~ Diploma of Financial Planning - Financial Planning Association ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Dimitrios Didimiotis | 1996 | Bachelor of Economics - Flinders University of South Australia ~ Graduate Diploma of Financial Planning - Securities Institute Education |
| Eewen Yong | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Advanced Diploma of Management - Auswide Projects ~ Bachelor Commerce and Administration - Victoria University of Wellington ~ Diploma of Financial Services (Financial Planning) - Financial Services Training & Assessment |
| Erica Jane Jackson | 1999 | Accredited Listed Product Adviser Program - Kaplan ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Financial Planning Association ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Gavin Edwin Williams | 2010 | Accredited Listed Product Adviser Program - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Gavin John Rogers | 1994 | ASX Accredited Derivatives Adviser - Savings Factory ~ Diploma of Financial Planning - Financial Planning Association ~ Margin Lending and Geared Investments - Kaplan ~ Master of Financial Planning - University of the Sunshine Coast |
| Geoffrey Andrew Whiddon | 2004 | Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Master of Personal Financial Planning - University of Southern Queensland |
| Geoffrey Thomas Bird | 1992 | Accredited Aged Care Professional - Aged Care Steps ~ Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan ~ Master of Financial Planning - Griffith University ~ Self Managed Superannuation Funds - Kaplan |
| Gimli Ivan Page | 2002 | 928s Margin Lending - Kaplan Professional Education ~ ASX Accredited Listed Products Adviser (ALPA) Program - Kaplan Professional Education ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma in Financial Planning - University of the Sunshine Coast ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Gordon Lyndon West | 1998 | Bachelor of Commerce - University of Queensland ~ Bachelor of Economics - The University of Queensland ~ Diploma of Financial Planning - Financial Planning Association of Australia |
| Grant Walter Pratt | 2011 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Hamish Macdougall Ferguson | 2007 | Advanced Diploma of Financial Planning - KAPLAN ~ Bachelor of Business - The University of Newcastle Australia ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Self Managed Super Funds - KAPLAN |
| Harrison Alexander Trippett | 0 | Graduate Diploma in Financial Planning - Western Sydney University |
| Hayden John Boswell | 2005 | Bachelor of Business (Financial Planning) - RMIT University ~ Diploma of Financial Services (Financial Planning) - AMP Financial Services ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self-Managed Super Funds - Kaplan Professional |
| Henrik Strodl | 2015 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Business - Griffith University ~ Diploma of Financial Planning - Monarch Institute ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ SMSF Regulations & Taxation - Kaplan Professional |
| James Panveliwala | 1995 | Entry Level Competencies - Tribeca ~ Investment Planning 1 - Financial Planning Association ~ Margin Lending and Geared Investments - Kaplan ~ Risk Management - Tribeca ~ Superannuation and Retirement Planning - Tribeca |
| James Stephen Kremneff | 0 | Graduate Diploma of Financial Planning - Kaplan Professional |
| Jamie Stuart Woolley | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Finance & Economics) - Murdoch University ~ Diploma of Financial Planning - Kaplan Professional |
| Jane Ridder | 2005 | Bachelor of Business - Royal Melbourne Institute of Technology ~ Certificate IV Finance/Mortgage Broking - Kaplan ~ Diploma of Finance & Mortgage Broking - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Jaskarn Atwal | 2011 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of International Business - Griffith University Queensland ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending Specialist - Kaplan Professional ~ Self-Managed Super Funds - AAMC Training Group |
| Jason Anthony Atkins | 2003 | Accredited Listed Product Adviser - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Education ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Jason Cameron Cook | 2006 | Certificate IV Financial Services - Finance & Related Services Training Academy ~ Diploma of Financial Services (Financial Planning) - Financial Planning Association of Australia |
| Jason Michael Town | 2013 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Management) - Central Queensland University ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Jaye O'hanlon Featherby | 2018 | Bachelor of Commerce (Financial Planning) - University of the Sunshine Coast |
| Jeffrey William Mitchell | 1999 | Certified Investment Management Analyst - Investment Management Consultants Association ~ Diploma of Financial Planning - Financial Planning Association of Australia Ltd ~ Graduate Diploma in Applied Finance and Investment - Securities Institute |
| Joel Jarrod Briggs | 2010 | Advanced Diploma Financial Planning FNS60410 - Kaplan Professional ~ Bachelor of Finance - University of Newcastle ~ Certified Financial Planner (CFP) - FPA ~ Diploma Financial Service (Financial Planning) FNS50804 - Kaplan Professional ~ RG146 Margin Lending - GWM Adviser Services |
| John Bruce Parkinson | 2015 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - International Institute of Technology ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Joshua Adam Teh | 2010 | Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Justin Mark Hooper | 2018 | Bachelor of Finance (Finance) - La Trobe University ~ Tier 1 Margin Lending Personal Advice - Kaplan |
| Kaylee Ailsa Garden | 2008 | Bachelor of Commerce - The University of Southern Queensland ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Diploma of Applied Finance & Investment - Finsia ~ Margin Lending and Geared Investments - Kaplan ~ SMSF Adviser Education Program - Financial Essentials |
| Kellie Pearce | 2012 | Advanced Diploma of Financial Planning - Mentor Education ~ Advanced Diploma of Financial Planning - Mentor Eduction ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Kelsea Danae Pipe | 2010 | ASX Listed Products Accreditation Course - LPAC Online ~ Advanced Diploma of Financial Services - Kaplan ~ Bachelor of Commerce (Accounting and Business Law) - Curtin University of Technology ~ Margin Lending - Pinnacle ~ Self Managed Superannuation Funds - Kaplan |
| Kenneth Colin Ramsay | 1999 | Entry Level Competencies - Integratec ~ Investment Planning 1 - Integratec ~ Margin Lending and Geared Investments - Kaplan ~ Risk Management for Financial Services Professionals - Integratec ~ Superannuation and Retirement - Integratec |
| Kenneth Raiss | 2006 | Bachelor of Business (Credit) - NSW Institute of Technology ~ Diploma of Financial Services - Financial Services Training & Assessment PTY LTD |
| Kerry Anne Millar | 1994 | Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Business Administration - James Cook University ~ Master of Professional Accounting - James Cook University ~ Self-Managed Superannuation Funds - Mentor Education |
| Kerry Darton | 2017 | Accredited Aged Care Professional - Aged Care Steps ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Business - University of Technology Sydney ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Kevin Grant Smith | 2013 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Management and Economics) - University of Kwazulu Natal, South Africa ~ Diploma of Financial Planning - Monarch Institute ~ Margin Lending - Pinnacle Financial Services Academy ~ Self Managed Superannuation Funds - Kaplan Professional |
| Kristie Peters | 1999 | Bachelor of Business (Banking and Finance) - University of South Australia ~ Diploma of Financial Planning - Financial Planning Association |
| Kym Cotter | 2002 | Applied SMSF Advice - Australian Executor Trustees ~ Diploma of Financial Planning - Financial Planning Association of Australia Ltd ~ FASEA EXAM - FASEA |
| Lachlan Andrews Barr | 2005 | Diploma of Financial Services (Financial Planning) - AMP Financial Services ~ Tier 1 Margin Lending - Personal Advice - Kaplan |
| Leanne Louise Watts | 2018 | Diploma of Financial Planning - Mentor Education Pty Ltd ~ FPC001B Economic & Legal Context for Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ FPC007B Client Engagement Skills - Kaplan Professional |
| Leanne Olsen | 2003 | Certificate of Margin Lending and Geared Investments - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Commonwealth Bank ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Luke Campbell Palmer | 2011 | Bachelor of Business (Financial Planning) - University of the Sunshine Coast ~ CFP - Certified Financial Planner - Financial Planning Association Of Australia ~ Ethics and Professionalism in Financial Advice - KAPLAN Professional ~ Margin Lending - Kaplan Professional Education ~ SMSF Specialist Advisor Program (SSA) - SMSF Association |
| Luke Dunstan Jensen | 1999 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Lyndal Jane Winnett | 1994 | ASX Listed Product Accreditation Course - LPAC Online ~ Bachelor of Business - The University of Southern Queensland ~ Diploma of Financial Planning - Financial Planning Association ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Mark Anthony Cann | 1995 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Services (FP) - Integratec ~ Diploma of Financial Services (Financial Planning) - Integratec ~ Margin Lending - Monarch Institute ~ Superconcepts & ICFS Specialist SMSF course - The University of Adelaide |
| Mark Edward Ellis | 1998 | Bachelor of Business (Accounting) - Footscray Institute of Technology ~ Diploma of Financial Planning - Financial Planning Association ~ Securities - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Mark Rapley | 2002 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Cavendish & ICFS Specialist SMSF Course - The University of Adelaide ~ Diploma of Finance & Mortgage Broking Management - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional |
| Mark Rattigan | 2006 | Advanced Diploma of Financial Services (Financial Planning) - International Institute of Technology Pty Ltd (IIT) ~ Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Ltd ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ Self Managed Superannuation Funds - Kaplan Education Pty Ltd |
| Martin Edward Harkness | 1991 | Bachelor of Arts (Honours) Business Studies - The Liverpool Polytechnic ~ Certificate IV in Finance & Mortgage Broking - Kaplan ~ Financial Planning - KAPLAN ~ Margin Lending and Geared Investments - Kaplan ~ SMSF Specialist Advisor (SSA) Accreditation Provider - SMSF Association |
| Martin James Duncan | 1999 | Advanced Diploma of Financial Services - Kaplan ~ Diploma of Financial Services - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Mathew Bateman | 2000 | Advanced Diploma Financial Services (Financial Planning) FNS60404 - Kaplan Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Matthew Albert Armstrong | 2005 | Bachelor of Commerce (Banking and Finance) - University of Canberra ~ Margin Lending and Geared Investments - Kaplan Professional ~ Master of Commerce (Financial Planning) - University of Western Sydney ~ Self Managed Superannuation Funds - Tribeca |
| Matthew Dale Boxer | 2006 | 928S Margin Lending - Kaplan ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Finance/Mortgage Broking Management) - AAMC Training Group ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Self Managed Superannuation Funds - Kaplan |
| Matthew James Kerr | 2004 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Bachelor of Economics - La Trobe University ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (FP) - Tribeca |
| Matthew James Skehan | 2000 | Advanced Diploma of Financial Services (Financial Planning) - Finsia ~ Diploma of Financial Advising - Securities Institute ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Fund - Kaplan |
| Matthew Jeames Battye | 1998 | Advanced Diploma of Financial Services - Tribec ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds Adviser Course - Tribeca |
| Matthew John Tarte Healy | 1998 | Diploma of Financial Planning - DFP 1 - 7 - Financial Planning Association of Australia ~ Diploma of Financial Services (Financial Planning) FNB50199 - Commonwealth Bank ~ Margin Lending and Geared Investments - Kaplan Professional |
| Michael Buck | 2013 | Bachelor of Commerce (Finance and Management) - University of Wollongong ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Michael Eric Carroll | 1996 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business (Economics and Management) - Monash University ~ Diploma of Financial Services (Financial Planning) - Tribeca |
| Michael Horan | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy Pty Ltd ~ Bachelor of Business (Accounting) - University of Technology Sydney (UTS) ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy Pty Ltd ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional |
| Michael Khouri | 2012 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Bachelor of Business - Queensland University of Technology ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology ~ Self Managed Superannuation Funds - International Institute of Technology |
| Michael Louis Schembri | 2005 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Business (Economics and Law) - University of Western Sydney ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Michael Robert Sydney Stevens | 2006 | Advanced Diploma of Financial Services (Financial Planning - Kaplan Professional ~ Bachelor of Business (Management) - University of Queensland ~ Certificate IFinance and Mortgage Broking - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional |
| Mitchel Uilke DE Vries | 0 | Graduate Diploma in Financial Planning - University of Technology Sydney ~ SMSF Regulations and Taxation - Kaplan Professional |
| Naomi Kim Nicholls | 2000 | Diploma of Financial Services (Financial Planning) - Commonwealth Bank ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Nathan Francis Welling | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Neil Gregory Hawkins | 2001 | Diploma of Financial Services (Financial Planning) FNB50802 - Commonwealth Bank ~ Diploma of Financial Services FNB50199 - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional |
| Nigel Gralton | 2015 | Bachelor of Business - Griffith University ~ Bachelor of Commerce (Financial Planning) - Griffith University |
| Paul Anthony Patrick Murphy | 1992 | Advanced Diploma of Financial Services (Financial Planning) - GWM Adviser Services Ltd ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Margin Lending & Geared Investments - Kaplan Professional |
| Peter Karl Hansen | 1994 | Diploma of Financial Planning - Financial Planning Association ~ Margin Lending and Geared Investments - Kaplan |
| Rebecca Kilpatrick | 0 | Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Rebecca Leanne Hurford | 2004 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional |
| Reginald Arthur Sheridan | 1991 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Estate Planning and Professional Response - Financial Planning Association ~ Investment Planning - Integratec ~ Risk Management and Insurance Planning - Financial Planning Association ~ Superannuation and Retirement Planning - Integratec |
| Rick James Mereszko | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Robert Harvey | 1987 | Diploma of Financial Planning - International Association for Financial Planning (Australia) ~ Provide Advice in Margin Lending - Advice Education (MLC) |
| Roland Knight | 1981 | Advanced Diploma of Financial Services - Kaplan ~ Associate of Australia - Financial Planning Association ~ Certificate IV Finance/Mortgage Broking - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - RG146 Training Australia |
| Ruth Susannah Peterson | 0 | Graduate Diploma of Financial Planning - Kaplan Professional |
| Samuel John Young | 2012 | Bachelor of Commerce - Griffith University ~ Margin Lending - Kaplan ~ Securities - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Sarah Ellen Scott | 2004 | Accredited Listed Product Adviser Program - Kaplan ~ Certificate IV in Finance & Mortgage Broking - Kaplan ~ Certified Financial Planner Education Program - Deakin University ~ Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan |
| Scott Cameron Ward | 2018 | Accountants Self Managed Superannuation Fund Package - Kaplan Professional ~ Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Business (Accountancy) - Royal Melbourne Institute of Technology ~ Graduate Diploma in Applied Finance and Investments - Kaplan Professional ~ SMSF Advisor RG146 Course - Terra Cordis |
| Scott David Malcolm | 2001 | Accredited Aged Care Professional - Aged Care Steps ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ BA Commerce in Management Sciences - University of Canberra ~ Certified Financial Planner - Financial Planning Association of Australia Limited ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association |
| Scott Donald Wyllie | 2007 | Introduction to Financial Planning - Financial Planning Association ~ Investment Planning 1 - Financial Planning Association ~ Margin Lending and Geared Investments - Kaplan ~ Retirement Planning - Financial Planning Association ~ Risk Management for Financial Services Professionals - IntegraTec |
| Scott Taylor | 2003 | Advanced Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology Pty Ltd (IIT) ~ Principles in Self Managed Superannuation Funds - International Institute of Technology Pty Ltd (IIT) ~ Principles of Margin Lending - International Institute of Technology Pty Ltd (IIT) |
| Shane Jonathon Perry | 2010 | Advanced Diploma of Financial Planning - Mentor Education ~ Certificate IV in Financial Services (Finance and Mortgage Broking) - The National Finance Institute ~ Diploma of Financial Services - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Shannon David Whittington | 2002 | Advanced Diploma Financial Planning FNS60415 - Mentor Education Group ~ Diploma Financial Services (Financial Planning) FNS50804 - Tribeca |
| Shannon Luan Telley | 2012 | Diploma of Financial Planning - Mentor Education ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Shiva Khabbaz-saberi | 2017 | Bachelor of Business - Edith Cowan University (ECU) ~ Diploma of Financial Planning - Kaplan Professional |
| Sophia Mcclelland | 2008 | ASX Accredited Listed Products Adviser (ALPA) Program - Kaplan Professional Education ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Cavendish & ICFS Specialist SMSF Course - The University of Adelaide ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Stephen John Davis | 1981 | Certified Financial Planner - Financial Planning Association of Australia Ltd ~ Diploma of Financial Planning - Financial Planning Association of Australia Ltd |
| Stephen White | 2014 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - International Institute of Technology ~ Masters of Applied Finance - Macquarie University |
| Steve Keith Pillinger-burns | 2003 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Ltd ~ Bachelor of Business (Management) - Queensland University of Technology ~ Cavendish & ICFS Specialist SMSF Course - The University of Adelaide ~ Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Ltd ~ Provide Advice in Margin Lending - Advice Education |
| Steven James Martin | 2017 | Bachelor of Business - Swinburne University of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan |
| Stuart Knox Engel | 2011 | Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Bachelor of Arts with First Class Honours in English - The University of Western Australia ~ Diploma of Financial Services (Financial Planning) FNS50804 - Kaplan Professional ~ Margin Lending - Kaplan Professional ~ Master of Business Administration - Macquarie University |
| Stuart Long | 2016 | Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Arts (Accounting and Finance) - Leeds Metropolitan University ~ Certificate IV in Finance and Mortgage Broking - International Institute of Technology ~ Diploma of Financial Planning - International Institute of Technology ~ Self-Managed Superannuation Funds - KAPLAN Education |
| Susan Renay Brooker | 2007 | Advanced Diploma of Financial Planning - Kaplan ~ Certificate IV Finance & Mortgage Broking - Kaplan ~ Diploma of Financial Services - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Master of Financial Planning - Kaplan |
| Terence William Campbell | 2002 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Business (Real Estate Management) - TAFE ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional (formerly Tribeca) ~ Margin Lending - Kaplan Professional |
| Thomas Adam Woodhouse | 2011 | Bachelor of Business (FP) - University of the Sunshine Coast ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Thomas Cotter | 2012 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC001B Economic & Legal Context for Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ FPC007B Client Engagement Skills - Kaplan Professional |
| Thomas Graham | 2015 | Bachelor of Commerce - Griffith University ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Tobias Kandenga | 2015 | Bachelor of Commerce (Accounting) - Griffith University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ SMSF Regulation and Taxation - Kaplan Professional ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional |
| Tony Rimac | 2009 | Bachelor of Business (Accounting) - University of Western Sydney ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - International Institute of Technology |
| Tony WU | 2003 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma Financial Services (Financial Planning) - Kaplan ~ Master of Business Administration (Executive) - University of Queensland ~ Self Managed Superannuation Funds - Kaplan |
| Tor Inge Olav Janes | 2008 | ASX Accredited Derivatives Adviser Level 2 - Tribeca ~ Bachelor of Business Double Major in Economic and Finance - Edith Cowan University ~ Diploma of Financial Services - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Wesley James Mcrae | 2004 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional ~ Tier 1 Managed Investments - Kaplan Professional ~ Tier 1 Securities - Personal Advice - Kaplan Professional |