This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Bernadette Shiels | 2015 | Advanced Diploma of Financial Planning - Deakin University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Integrity Education Group ~ Margin Lending Adviser (Personal Advice) - Mentor Education ~ Self Managed Superannuation Funds - Mentor Education |
| Cameron Leigh Jordan | 2018 | Bachelor of Commerce - Swinburne University of Technology ~ Diploma of Financial Planning - Kaplan ~ FASEA (Financial Adviser) Exam - FASEA |
| Constandinos Stamatelos | 2005 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Business (Accounting & Marketing) - Mentor Education ~ Diploma of Financial Services - Mentor Education |
| Dale Clifford Height | 1994 | Advanced Diploma of Financial Planning - Mentor education ~ Insurance Planning: Principles & Application - Independent Centre of Financial Planning ~ Introduction to Financial Planning - Financial Planning Association ~ Investment Planning - Integratec ~ Superannuation and Retirement Planning - Integratec |
| David Leslie Beattie | 1999 | Bachelor of Business - Bendigo College of Advanced Education ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Financial Planning Association ~ Securities - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| David Svent | 1999 | Advanced Diploma Financial Services (Financial Planning) - Deakin University & Integratec |
| Huseyin Djemal | 2013 | Bachelor of Commerce - La Trobe University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Janahan Kumaralingam | 2011 | Advanced Diploma of Financial Services - Kaplan ~ Bachelor of Business & Commerce (Accounting) - Monash University ~ Diploma in Financial Services - Kaplan ~ Diploma of Self Managed Super Funds - Kaplan |
| Leonardo Vargiu | 1999 | Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Margin Lending and Geared Investments - Financial Essentials ~ Self Managed Super Funds Specialist Advisor - SPAA (SMSF Professionals Association of Australia) |
| Mario DI Martino | 1989 | Accredited Aged Care Professional - Aged Care Steps ~ Advanced Diploma Financial Services (Financial Planning) - Tribeca ~ Diploma Financial Services (Financial Planning) - Tribeca ~ Margin Lending and Geared Investments - Financial Essentials ~ SMSF Borrowings Specialist Adviser Program, - Financial Planning Association of Australia (FPA) |
| Matt Jake Micallef | 2018 | Bachelor of Commerce - Deakin University ~ Diploma of Accounting - Chisholm Institute ~ Diploma of Financial Planning - Kaplan ~ Securities & Managed Investments - Kaplan ~ Tier 1 Margin Lending - Personal Advice - Kaplan |
| Matthew David Raleigh | 2005 | Bachelor of Business (Banking & Finance) - Victoria University of Technology ~ Certificate IV in Financial Services - Kaplan ~ Diploma of Finance & Mortgage Broking Management - Kaplan ~ Diploma of Financial Planning - Kaplan |
| Matthew Rigby | 2011 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Economics and Finance) - Royal Melbourne Institute Of Technology ~ Diploma of Financial Services (Financial Planning) - Finsia ~ Margin Lending Personal Advice - Kaplan Professional ~ Self-Managed Superannuation Funds - Kaplan Professional |
| Michael Lavery | 2000 | Bachelor of Humanities - Latrobe University ~ Certified Financial Planner - FPA (Financial Planning Association) ~ Diploma of Financial Planning - Deakin University ~ Graduate Diploma of Applied Finance & Investment - Securities Institute |
| Peter Lynton Slate | 2001 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Diploma of Financial Planning - Deakin University ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Rene Basheer Coory | 2004 | Bachelor of Economics (Accounting) - La Trobe University ~ Diploma of Financial Planning - Deacon University |
| Sam Matthew Adigrati | 2004 | Bachelor of Business (Accounting) - RMIT ~ Certified Financial Planner - Financial Planning Association ~ Post graduate Diploma in Financial Planning - Financial Planning Association |
| Samuel Alexander Curry | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce - Monash University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Superannuation Management - Association of Superannuation Funds of Australia Ltd (ASFA) |
| Sarah Amy Rickuss | 2010 | Advanced Diploma of Financial Services (Superannuation) - The Association of Superannuation Funds of Australia Limited ~ Bachelor of Business (Financial Planning) - RMIT University ~ Diploma of Financial Services (Superannuation) - The Association of Superannuation Funds of Australia Limited ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending Accreditation Program - Deakin Prime Corporate Education |
| Trent Gribbin | 2005 | Diploma Financial Services (Financial Planning) - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional |